Company Licenses & Regulatory Compliance
Transparency in our licensing and regulatory compliance
We maintain all required licenses and certifications to operate as a commercial lender nationwide
Our Professional Licenses
Halo Business Finance maintains all required state and federal licenses to operate as a commercial lender. Our licenses ensure we meet strict regulatory standards and provide our clients with the highest level of professional service.
We are committed to full transparency regarding our licensing and regulatory compliance. All licenses are kept current and are subject to regular regulatory oversight.
NMLS Company License
License #2272778
Issuing Authority: Nationwide Multistate Licensing System
Federal registration for commercial mortgage lending activities
Verify LicenseCalifornia CFL License
License #60DBO-178064
Issuing Authority: Department of Financial Protection and Innovation
Lender & Broker License - California Commercial Financing Law license for commercial lending
Verify LicenseSBA & Commercial Loan Marketplace
License #Verified
Issuing Authority: Small Business Administration
Authorized participant in SBA loan programs nationwide
Verify LicenseBetter Business Bureau
License #Accredited
Issuing Authority: Better Business Bureau
BBB accredited business since 2019 with highest rating
Comprehensive Documentation
Our compliance team maintains detailed documentation of all licenses, certifications, and regulatory requirements. We ensure every aspect of our licensing is properly documented and readily available for review.
Regular audits and reviews ensure our documentation remains current and compliant with all applicable regulations and industry standards.
Rigorous Certification Process
Each of our licenses undergoes a rigorous application and review process by regulatory authorities. We work closely with regulatory bodies to ensure full compliance with all requirements.
Our experienced compliance team manages the entire certification process, from initial applications to ongoing renewals and regulatory updates.
Continuous Regulatory Oversight
We maintain ongoing monitoring systems to ensure continuous compliance with all regulatory requirements. Our oversight systems track regulatory changes and ensure timely updates to our processes.
Real-time compliance monitoring helps us stay ahead of regulatory changes and maintain the highest standards of professional conduct.
Regulatory Compliance
We adhere to all applicable federal and state regulations governing commercial lending
Fair Credit Reporting Act (FCRA)
Compliance with federal credit reporting regulations
Truth in Lending Act (TILA)
Full disclosure of lending terms and conditions
Equal Credit Opportunity Act (ECOA)
Fair lending practices without discrimination
Gramm-Leach-Bliley Act (GLBA)
Financial privacy and data protection compliance
Bank Secrecy Act (BSA)
Anti-money laundering and reporting requirements
California Consumer Privacy Act (CCPA)
California consumer privacy protection compliance
Your Protection is Our Priority
Our comprehensive licensing and regulatory compliance ensures that your business receives the highest standard of professional service and protection.